CFCI Certified Financial Crimes Investigator Practice Test
Gana confianza para CFCI Certified Financial Crimes Investigator. Practica los conceptos, comprende las respuestas y refuerza tus conocimientos pregunta a pregunta.
Probar una preguntaDescripción y detalles del examen
Financial crimes certification covering money laundering, fraud, corruption, cybercrime investigation, and anti-money laundering compliance programs. Administered by Association of Certified Financial Crimes Specialists. Key domains include AML/BSA Compliance and Recordkeeping, Payments Fraud (Wire, ACH, Check, Cards, Crypto), Suspicious Activity Investigation and SAR/CTR Reporting and Customer Identification (CIP/CDD/EDD/Beneficial Ownership).
Preguntas de Muestra
Elige una respuesta y consulta la explicación para ver cómo funciona la práctica.
A legal entity customer has one individual who owns 30 percent and a chief operating officer with significant control. Under the CDD beneficial ownership framework, who should generally be identified?
A bank keeps wire transfer records for originator and beneficiary information on qualifying funds transfers. For ordinary BSA record retention purposes, how long should those records generally be retained?
A bank receives a 314(a) request naming several subjects. A relationship manager wants to tell a customer that their name appeared in the request so the customer can explain the activity. What should happen?
During onboarding, a foreign private investment company refuses to identify the natural persons behind two nominee shareholders and says its law firm has already verified them. What should the investigator recommend under a risk-based AML program?
A business customer says its beneficial ownership certification from 2021 should be enough forever, even though a new investor now owns 40 percent. What should the institution do?
Qué temas cubre este examen
Usa las ponderaciones publicadas de los dominios para planificar tu estudio. Los resultados de práctica no predicen tu puntuación en el examen de certificación.